Friday September 15 2017

News Source: Global Exchanges

Focus: Other

Type: General




On September 15th 2017, Nasdaq Nordic issued new Reporting Guidelines which will be valid from the 18th of September. The document is intended to  supplement the provisions laid down in the Nasdaq Nordic Member Rules (NMR).

The Guidelines focus on OTC trade Reporting requirements for;

  • Exchange trade Members’;
  • Members’; and
  • Non-Members’

The Guidelines are useful in defining the different types of trading which occur on the market, along with the rights and reporting requirements which apply to such trades and Market Traders.

The document focuses on Over the Counter trades and is useful in explaining how these trades should be carried out in order to comply with MIFID.

For additional information please click the link above.