Friday March 27 2015
News Source: Global Exchanges
Focus: Other
Type: General
Country: Chile
Link: http://www.svs.cl/portal/prensa/604/w3-article-20397.html
The Superintendencia Valores Y Seguros (SVS) has published General Rule (NCG) No. 380 which regulates the actions of brokers, securities dealers.
The rule`s main objective is to raise the standards governing the relationship of intermediaries with their customers through higher demands on the contractual relationship between intermediaries and users; transparency in the implementation of trading; detection and resolution of conflicts of interest; customer knowledge, and maintaining records with supporting documentation.
Click on the link above for further details.