Tuesday April 12 2016
News Source: Fund Regulation
Focus: MIFID and MIFIR
Type: General
Country: European Union
The European Commission has adopted the MiFID Delegated Directive.
The Directive contains provisions on investor protection, notably on safeguarding of clients’ funds and financial instruments, product governance and monetary/non-monetary compensation.
This is a first level II measure under MiFID II, and will be followed others in the course of the next 3 months.
Please click on the above link for further details.