EUROPE: ESMA publishes list of sanctions for breach of EU Short Selling Regulation

Friday January 31 2014

The European Securities and Markets Authority (ESMA) has published on its website a list of existing penalties and administrative measures applicable to infringements of the EU Short Selling Regulation in each Member State.

The data provided in the list has been compiled from notifications of Member States to ESMA under Article 41 of the SSR.

It will be applicable in EEA countries (Iceland, Liechtenstein, and Norway) upon implementation of the Regulation under the EEA agreement.

Click on the above link for the list.