Tuesday March 31 2015
News Source: Global Exchanges
Focus: Stock Exchange Regulation
Type: General
Country: Canada
Link: http://www.iiroc.ca/Documents/2015/6cbdc569-b5ec-432e-8c38-f16744433e86_en.pdf
The Investment Industry Regulatory Organization of Canada (IIROC) today released its third annual Enforcement Report which outlines IIROC’s key enforcement activities and ongoing work to protect the investing public and maintain fair and efficient capital markets.
Click on the link above for further details.