Friday August 29 2014

News Source: Global Exchanges

Focus: Trading Rules

Type: General




The Australian Securities & Investment Commission (ASIC) have published the first of a series of regular reports it intends issuing on the regulation of corporate finance issues in Australia.

The report, which covers the period January to June 2014, is intended to provide companies and their advisers with insights into ASIC`s regulatory approach in the corporate finance sector and assist them with their associated legal and compliance obligations.

Report 406 ASIC regulation of corporate finance: January to June 2014 (REP 406) provides statistical data, highlights key focus areas, and includes relevant guidance about ASIC`s regulation of:

  • fundraising transactions
  • mergers and acquisitions
  • corporate governance issues
  • financial reporting, and
  • share buy-backs.

Click here for ASIC report 406

Click link above for further details.