Friday October 6 2017
News Source: Global Exchanges
Focus: Other
Type: General
Country: Hong Kong
Link: //www.sfc.hk/edistributionWeb/gateway/EN/circular/doc?refNo=17EC64
The Securities and Futures Commission (SFC) and the Hong Kong Monetary Authority (HKMA) issued a revised set of FAQs to provide clarification on reporting and record keeping requirements under the Securities and Futures (OTC Derivative Transactions – Reporting and Record Keeping Obligations) Rules.
Major changes include new questions and updates incidental to the implementation of phase 2 reporting which took effect on 1 July 2017.
For additional information please click the link above.